The economic, reputational, and strategic implications of enforcement action can long outlive the action itself.
JoinedMar. 22, 2022
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Catherine is a seasoned compliance and ethics professional, specializing in regulatory risk management and consumer compliance in the financial services industry.
Catherine advises large, complex financial institutions on regulatory requirements and trends in all aspects of consumer compliance, corporate conduct/ethics, and anti-money laundering/ financial crimes, and focuses much of her practice on preparation for and response to regulatory examination.
Prior to joining Klaros, Catherine was a founding partner of Treliant Risk Advisors, where she co-led the regulatory compliance practice.